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Rule 4.106 - Progress reports on offender compliance and non–compliance

(a) A receiving state shall submit a progress report to the sending state within 30 calendar days of receiving a request.

(b) A receiving state may initiate a progress report to document offender compliant or noncompliant behavior that does not require retaking as well as incentives, corrective actions or graduated responses imposed. The receiving state shall provide: date(s), description(s) and documentation regarding the use of incentives, corrective actions, including graduated responses or other supervision techniques to address the behavior in the receiving state, and the offender’s response to such actions. 

(c) A progress report shall include–

  1. offender’s name;
  2. offender’s current residence address;
  3. offender’s current telephone number and current electronic mail address;
  4. name and address of offender’s current employer;
  5. supervising officer’s summary of offender’s conduct, progress and attitude, and compliance with conditions of supervision;
  6. programs of treatment attempted and completed by the offender;
  7. information about any sanctions that have been imposed on the offender since the previous progress report;
  8. supervising officer’s recommendation;
  9. any other information requested by the sending state that is available in the receiving state.

History: Adopted November 4, 2003, effective August 1, 2004; amended October 26, 2004, effective January 1, 2005; amended November 4, 2009, effective March 1, 2010; amended September 14, 2016, effective June 1, 2017; amended October 9, 2019, effective April 2020.



Click terms below to reveal definitions used in this rule.

Compliance – means that an offender is abiding by all terms and conditions of supervision, including payment of restitution, family support, fines, court costs or other financial obligations imposed by the sending state.

Receiving State – means a state to which an offender requests transfer of supervision or is transferred.

Sending State – means a state requesting the transfer of an offender, or which transfers supervision of an offender, under the terms of the Compact and its rules.

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