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Rule 4.106 - Progress Reports on Supervised Individual Compliance and Non–Compliance

(a) A receiving state shall submit a progress report to the sending state within 30 calendar days of receiving a request.

(b) A receiving state may initiate a progress report to document compliant or noncompliant behavior for supervised individuals that do not require retaking as well as incentives, corrective actions or graduated responses imposed. The receiving state shall provide: date(s), description(s) and documentation regarding the use of incentives, corrective actions, including graduated responses or other supervision techniques to address the behavior in the receiving state, and the supervised individual’s response to such actions. 

(c) A progress report shall include–

  1. supervised individual’s name;
  2. supervised individual’s current residence address;
  3. supervised individual’s current telephone number and current electronic mail address;
  4. name and address of supervised individual’s current employer;
  5. supervising officer’s summary of the supervised individual’s conduct, progress and attitude, and compliance with conditions of supervision;
  6. treatment programs attempted and completed by the supervised individual;
  7. information about any sanctions that have been imposed on the supervised individual since the previous progress report;
  8. supervising officer’s recommendation;
  9. any other information requested by the sending state that is available in the receiving state.

History: Adopted November 4, 2003, effective August 1, 2004; amended October 26, 2004, effective January 1, 2005; amended November 4, 2009, effective March 1, 2010; amended September 14, 2016, effective June 1, 2017; amended October 9, 2019, effective April 2020, amended September 11, 2024, effective November 1, 2024

References

Definitions

Click terms below to reveal definitions used in this rule.

Compliance – means that a supervised individual is abiding by all terms and conditions of supervision, including payment of restitution, family support, fines, court costs or other financial obligations imposed by the sending state.

Receiving State – means a state to which a supervised individual requests transfer of supervision or is transferred.

Sending State – means a state requesting the transfer of a supervised individual, or which transfers supervision of a supervised individual, under the terms of the Compact and its rules.

Advisory Opinions